Using technology to prepare for regulatory change: how can market surveillance technologies help?
Posted by Richard Bentley
Becoming and remaining compliant is a key consideration for brokers and exchanges, especially in a time of regulatory change. It frequently makes the top of the list in surveys on their primary concerns, which is unsurprising given the current confusion surrounding financial regulation.
In this video our experts comment on how technology can be used to help the trading community prepare for upcoming changes to specific regulations, and the overall regulatory approach. We speak to:
- Dan Hubscher, Capital Markets industry marketing manager, Progress Software
- Dave Tolladay, director, Alerts4 Financial Markets
- James Godwin, director of regulation, PLUS Stock Exchange
These experts give their views on how market surveillance and monitoring tools might be able to help market participants as they prepare for change.